SEBI Shareholder Request related Circulars & FAQs.

FAQs with respect to Investor Service Requests processed by RTA vide March 30, 2023

SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/37 vide March 16, 2023

SEBI Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/8 vide January 25, 2022

SEBI Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 vide December 14, 2021

SEBI Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 dated November 3, 2021

Forms for availing various Investor services.

Registration / Updation of PAN -----> Form ISR 1

Registration / Updation of Nominee -----> Form SH –13, SH –14 or ISR –3 (As applicable)

Registration / Updation of Contact details (postal address, Mobile number & E-mail) -----> Form ISR 1

Registration / Updation of Bank details -----> Form ISR 1

Registration / Updation of Signature -----> Form ISR –1, ISR –2 (As applicable)

Issue of Duplicate Share/ Debenture certificate -----> Form ISR –4

Replacement / Renewal / Exchange of securities certificate -----> Form ISR –4

Consolidation of securities certificate -----> Form ISR –4

Sub-division / Splitting of securities certificate -----> Form ISR –4

Consolidation of folios -----> Form ISR –4

Endorsement of Share/ Debenture -----> Form ISR –4

Transposition of Share/ Debenture -----> Form ISR –4

Change in the name of the holder -----> Form ISR –4

Claim from Unclaimed Suspense Account & Suspense Escrow Demat Account -----> Form ISR –4

Change in status from Minor to Major and Resident to NRI and vice versa -----> Request Letter

Transmission of Share/ Debenture -----> Form ISR –5

KYC & Other Investor Request Format Downloads.

Registration/ Change/ Updation of KYC Request : Form ISR 1

Verification of Signature by Banker : Form ISR 2

Declaration to Opt Out from Nomination : Form ISR 3

Registration of Nominee : Form SH 13

Cancellation or Variation in Nominee : Form SH 14

SEBI Circular & Formats for Duplicate of Share/ Debenture

Investor Service Form ISR 4 [Duplicate Certificate and other Service Requests]

SEBI Circular & Formats for Transmission of Share/ Debenture

Investor Service Form ISR 5 [Transmission of Securities by Nominee or Legal Heir]

Form 15G/15H/ 10F.

Form 10F

Form 15G

Form 15H

Self-declaration form